We have extensive experience in performing independent reviews of financial services organisations and reporting to ASIC.
As an Independent Expert, we clearly understand our independence requirements and ensure they are never compromised. Here's how you can benefit:
- Receive guidance and direction in meeting the requirements of Enforceable Undertakings or Licensee Conditions, and any subsequent Licensee Improvement Programs, as directed by ASIC.
- We'll work alongside you to implement changes that will enable the delivery of compliant, quality advice.
- Enjoy a proactive approach throughout the engagement to ensure early notification of potential problems, so that you may be fully prepared for any subsequent interactionswith ASIC.