Corporate Advisory Compliance

As a Corporate Advisor, you're likely involved in company mergers, acquisitions, and changes in ownership.

At Compliance Co., we understand that navigating the AFSL application process on your own can be complex and overwhelming. That's where we come in; here's how we can support you with Corporate Advisory Compliance.

  • Advice on licence applications and variations specific to corporate advisory clients.
  • Management of sophisticated / wholesale investor profiles, including declarations and s708 accountant records.
  • Direct access to specialised financial services law firms.

AFSL Compliance. Simplified.

Let's Talk

Looking for AFSL Compliance Support? We're ready to assist you. Start your partnership with Compliance Co. today and enjoy a dedicated compliance support team.

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