With Compliance Co., you can reap the benefits of personalised attention, researched solutions, and practical advice on all application and variation matters.
- Guidance on appropriate authorisations in accordance with your intended business model.
- AFSL application preparation, Core Proof and Additional Proof documents, and the coordination of further supporting documents if required.
- Facilitate submission of AFSL application to ASIC.
- Provide external compliance support whereby correspondence with ASIC will be directed through Compliance Co., when required.
- Development of tailored internal suite of policies.
- Support in obtaining appropriate PI insurance and financial auditor.
- Support in transition from current arrangement to new licence.